Article Text

Download PDFPDF

732 First-in-human trial to evaluate safety, PK/PD and initial clinical activity of NM21–1480, an affinity-balanced PD-L1x4–1BBxHSA trispecific antibody: results of phase 1 dose escalation
  1. Jason Luke2,
  2. Melissa Johnson3,
  3. Shirish Gadgeel4,
  4. Alexander Spira5,
  5. James Yang6,
  6. Jennifer Johnson7,
  7. Taryn Losch-Beridon8,
  8. Daniel Snell8,
  9. Stefan Warmuth8,
  10. Maureen Cleaver8,
  11. Elmar vom Baur8,
  12. David Urech8,
  13. Peter Lichtlen8 and
  14. David Hong1
  1. 1Investigational Cancer Therapeutics, The University of Texas MD Anderson Cancer Center, Houston, TX, USA
  2. 2Cancer Immunotherapeutics Center, UPMC Hillman Cancer Center, University of Pittsburgh, Pittsburgh, PA, USA
  3. 3Department of Medicine, Sarah Cannon Research Institute, Nashville, USA, Nashville, TN, USA
  4. 4Department of Internal Medicine, Henry Ford Cancer Institute, Henry Ford Health System, Detroit, MI, USA
  5. 5Virginia Cancer Specialists, Fairfax, VA, USA
  6. 6National Taiwan University and Department of Oncology, National Taiwan University Hospital, Taipei City, Taiwan, Republic of China
  7. 7Sidney Kimmel Cancer Center, Thomas Jefferson University, Philadelphia, PA, USA
  8. 8Numab Therapeutics AG, Wädenswil Switzer, Wädenswil, Switzerland


Background NM21-1480 is a tri-specific Fc-lacking antibody that agonizes 4-1BB and blocks PD-L1/PD-1 signaling, designed to restrict activation of the 4-1BB pathway to the tumor microenvironment.1 NM21-1480 contains an ultra-potent PD-L1 blocking moiety and an affinity-balanced 4-1BB binding moiety to assure maximal activity on both pathways over a broad dose range. Here we report the results of the Phase 1 dose-escalation part of the ongoing First-in-Human Phase 1/2a clinical trial with NM21-1480.

Methods Patients with metastatic or unresectable solid tumors not eligible for standard therapy received flat-dose NM21-1480 (0.15–800mg) intravenously every 2 weeks until disease progression or unacceptable toxicity. Primary endpoints were dose-limiting toxicities (DLTs) and adverse events (AEs). Secondary endpoints included pharmacokinetic (PK) parameters and anti-drug antibody (ADA) assessments. Pharmacodynamic (PD) biomarkers and antitumor activity (RECIST1.1) were assessed as exploratory endpoints.

Results 26 patients with various primary solid tumors were enrolled (median age: 63 years). Patients had previously received a median (range) of 3.5 (1–10) treatments; 62% of whom had prior anti-PD-(L)1 immunotherapy. As per 14 July 2022 patients received a median (range) of 4 (1-19) biweekly NM21-1480 infusions. Full peripheral receptor occupancy at trough level was observed at the dose of 24mg or above. Maximum tolerated dose was not reached; 1 patient experienced a DLT. The most common (≥10% of patients) treatment-related AEs (all grades; Grades 3–4) were infusion-related reactions (27% (11% at 800mg dose); 0%), fatigue (12%; 0%) and transaminase elevations (12%; 4%) according to CTCAEv5.0. One patient each experienced treatment-related Grade-3 transaminase elevations and adrenal insufficiency, respectively; no treatment-related adverse event higher than Grade 3 occurred. In the 24mg-800mg dose range, disease control, i.e., at least stable disease at first assessment at 8 weeks, occurred in 12/21 patients (57%). One patient demonstrated an unconfirmed partial response at Week 16. PD activity on PD-L1 blockade as well as 4-1BB signaling was observed and remained stable at a broad dose range (24-800mg). Based on the totality of the data derived from safety/immunogenicity, PK/PD and clinical activity, the 800mg flat dose of NM21-1480 has been selected for further clinical evaluation.

Conclusions NM21-1480 demonstrated biological activity associated with a manageable safety profile. Encouraging early clinical activity across different dose levels was observed in a heavily pretreated population with advanced solid tumors, including those resistant to prior immunotherapy or typically less sensitive to ICIs. Enrollment into expansion cohorts will start in the second half of 2022.

Acknowledgements We thank the patients and all involved site personnel for their participation in this trial. The authors thank Dr. Mario Sznol (Yale Cancer Center, Yale School of Medicine, New Haven, USA), Dr. Ignacio Melero (Department of Immunology and Immunotherapy, Clinica Universidad de Navarra, Pamplona, Spain), Dr. Robert L. Ferris (UPMC Hillman Cancer Center, Pittsburgh, USA), Dr. Matthew Galsky (Icahn School of Medicine at Mount Sinai, New York, USA) and Dr. Miguel F. Sanmamed (Departments of Oncology and Immunology, Clínica Universidad de Navarra, Pamplona, Spain) for their valuable contributions. This trial was funded by Numab Therapeutics AG.

Trial Registration ClinicalTrials. gov; trial number: NCT04442126


  1. Warmuth S et al. Engineering of a trispecific tumor-targeted immunotherapy incorporating 4-1BB co-stimulation and PD-L1 blockade. Oncoimmunology. 2021;10(1):e2004661

Ethics Approval This trial is undertaken following full approval of the final protocol, amendments, informed consent form, applicable recruiting materials, and subject compensation programs by the Independent Ethics Committee/Institutional Review Board.

Consent Written informed consent, in accordance with principles that originated in the Declaration of Helsinki 2013, current ICH guidelines including ICH-GCP E6(R2), applicable regulatory requirements, and sponsor policy, was provided by the patients.

Statistics from

Request Permissions

If you wish to reuse any or all of this article please use the link below which will take you to the Copyright Clearance Center’s RightsLink service. You will be able to get a quick price and instant permission to reuse the content in many different ways.