Article Text
Abstract
Background In preclinical studies of pancreatic ductal adenocarcinoma (PDAC), ibrutinib improved the antitumor efficacy of the standard of care chemotherapy. This led to a phase 1b clinical trial to determine the safety, tolerability, and immunologic effects of ibrutinib treatment in patients with advanced PDAC.
Methods Previously untreated patients with PDAC were enrolled in a phase 1b clinical trial (ClinicalTrials.gov) to determine the safety, toxicity, and maximal tolerated dose of ibrutinib when administered with the standard regimen of gemcitabine and nab-paclitaxel. To study the immune response to ibrutinib alone, the trial included an immune response arm where patients were administered with ibrutinib daily for a week followed by ibrutinib combined with gemcitabine and nab-paclitaxel. Endoscopic ultrasonography-guided primary PDAC tumor biopsies and blood were collected before and after ibrutinib monotherapy. Changes in abundance and functional state of immune cells in the blood was evaluated by mass cytometry by time of flight and statistical scaffold analysis, while that in the local tumor microenvironment (TME) were assessed by multiplex immunohistochemistry. Changes in B-cell receptor and T-cell receptor repertoire were assessed by sequencing and analysis of clonality.
Results In the blood, ibrutinib monotherapy significantly increased the frequencies of activated inducible T cell costimulator+(ICOS+) CD4+ T cells and monocytes. Within the TME, ibrutinib monotherapy led to a trend in decreased B-cell abundance but increased interleukin-10+ B-cell frequency. Monotherapy also led to a trend in increased mature CD208+dendritic cell density, increased late effector (programmed cell death protein 1 (PD-1–) eomesodermin (EOMES+)) CD8+ T-cell frequency, with a concomitantly decreased dysfunctional (PD-1+ EOMES+) CD8+ T-cell frequency. When ibrutinib was combined with chemotherapy, most of these immune changes were not observed. Patients with partial clinical responses had more diverse T and B cell receptor repertoires prior to therapy initiation.
Conclusion Ibrutinib monotherapy skewed the immune landscape both in the circulation and TME towards activated T cells, monocytes and DCs. These effects were not observed when combining ibrutinib with standard of care chemotherapy. Future studies may focus on other therapeutic combinations that augment the immunomodulatory effects of ibrutinib in solid tumors.
Trial registration number NCT02562898.
- Immunomodulation
- Tumor Microenvironment
- Receptors, Immunologic
- Lymphocyte Activation
- Immunotherapy
Data availability statement
Data are available upon reasonable request. All data relevant to the study are included in the article or uploaded as supplementary information. Mass cytometry data will be shared publicly on Flow Repository while R-based analysis codes will be made publicly available on GitHub upon request. No novel materials were generated as part of this study.
This is an open access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited, appropriate credit is given, any changes made indicated, and the use is non-commercial. See http://creativecommons.org/licenses/by-nc/4.0/.
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WHAT IS ALREADY KNOWN ON THIS TOPIC
The treatment for metastatic pancreatic cancer represents a significant unmet medical need. Treatment with ibrutinib, a Bruton’s tyrosine kinase (BTK) inhibitor, was found to be beneficial in preclinical mouse models.
WHAT THIS STUDY ADDS
This clinical trial was aimed at studying whether ibrutinib could modulate immune responses in patients with metastatic pancreatic cancer. Ibrutinib monotherapy led to immunomodulatory effects in the myeloid and T cell compartments, but this effect was lost with concurrent chemotherapy.
HOW THIS STUDY MIGHT AFFECT RESEARCH, PRACTICE OR POLICY
Future studies with BTK inhibitors will need to examine improved combination strategies.
Introduction
Pancreatic ductal adenocarcinoma (PDAC) represents the third leading cause of cancer-related mortality in the USA. With a 5-year relative survival rate of ~10.8%, PDAC is aggressive and difficult to treat. When first diagnosed, over 90% of patients have advanced and inoperable disease making systemic chemotherapy the first line of treatment.
Although the combination of gemcitabine and nab-paclitaxel is a front-line standard treatment regimen for metastatic PDAC,1 overall survival (OS) of patients is improved by only a few months. As such, further improvements in treatment are much needed. In recent years, immunotherapy for solid tumors has seen significant progress and remains an active area of immense interest for treating advanced PDAC, given the highly immunosuppressive and tumor-promoting nature of the tumor microenvironment (TME) in this disease.2–8 In preclinical studies using both murine pancreatic cancer cell line orthotopic graft and genetically engineered transgenic mouse models, immunomodulation via inhibition of Bruton’s tyrosine kinase (BTK) with an irreversible inhibitor, ibrutinib, in combination with gemcitabine led to superior antitumor effects compared with gemcitabine alone.9 10 In vivo, BTK expressed by both B cells and Gr1– CD11b+ myeloid cells promoted tumor growth and regulated signaling pathways that impaired CD8+ T cell-dependent cytotoxicity.9
Based on these promising preclinical studies, a phase 1b clinical trial was conducted to evaluate the safety, efficacy, and immunomodulation of ibrutinib added to the standard regimen of gemcitabine and nab-paclitaxel for the treatment of patients with advanced PDAC. Here we report in depth the effects of ibrutinib monotherapy or combination therapy on the immune response in the blood circulation and in the TME. Some of these study findings were reported earlier as a conference abstract.11
Methods
Clinical study
Patients with stage IV metastatic PDAC with no prior systemic or investigational therapy for PDAC, an intact primary tumor, Eastern Cooperative Oncology Group score of 0–1, and adequate bone marrow, hepatic, and renal functions, were enrolled into a multicenter, open-label, phase 1b study (ClinicalTrials.gov) to study the effect of one time per day, oral ibrutinib in combination with the standard regimen of gemcitabine and albumin bound paclitaxel, in the first-line therapy setting. The study consisted of a 3+3 dose escalation arm (online supplemental figure 1A) to determine the maximal tolerated dose (MTD), safety, toxicity, and antitumor effect of ibrutinib in combination with standard doses of gemcitabine and nab-paclitaxel. Grade 4 hematologic adverse events were expected with gemcitabine and nab-paclitaxel, and support with colony stimulating factor was permitted. Patients were also enrolled into an immune response arm (online supplemental figure 1B) to assess immune landscape changes in response to ibrutinib monotherapy locally in the pancreatic TME and systemically in the blood. In this arm, the patients were administered a 7-day run-in with ibrutinib alone prior to commencement of combination chemotherapy cycles. Pre and post 7-day ibrutinib run-in treatment blood samples and endoscopic ultrasonography (EUS)-guided primary pancreatic tumor biopsies, at least 5 days before and after 7-day ibrutinib run-in, were obtained for immune response assessment. Being a challenging and invasive procedure, primary tumor biopsies could be collected only from six out of seven patients accrued. Of the collected biopsies, a post run-in biopsy was not analyzable for one of six patients. Changes in the immune landscape induced by combination treatment were studied in both study arms, but in the blood only. Progression-free survival (PFS), time-to-progression, and OS from the date of first dose of protocol therapy, were also determined. Progression was defined as radiographic and/or clinical disease progression or death. Patients were accrued at the University of California San Francisco and Oregon Health & Science University, Portland. Signed informed consent was provided by each patient. Institutional Review Boards of both institutions approved the study protocols including the collection of biospecimens.
Supplemental material
Mass cytometry by time of flight staining and analysis
Cryopreserved peripheral blood mononuclear cells (PBMCs) isolated from blood collected from patients at various time points before and after the start of therapy were thawed, barcoded, and cytometry by time of flight (CyTOF)-stained in a single cell suspension with a panel of ~40 different heavy metal-tagged antibodies that were either purchased (Fluidigm) or conjugated with heavy metal in-house (see online supplemental tables 1–3 for CyTOF reagents and staining panels). The stained cells were washed and run through a Helios instrument (Fluidigm) to acquire data. The data collected was pre-processed for bead-based signal normalization and subsequently debarcoded using the Premessa R package (https://github.com/ParkerICI/premessa). PBMCs that were singlets, live (intercalator+ cisplatin–), CD45+, and red blood cell (RBC−) and platelet-free (CD61− CD235ab−) (online supplemental figure 2) were extracted as new Flow Cytometry Standard (FCS) files in Cytobank (Beckman Coulter), and analyzed by unsupervised clustering into 200 clusters using the statistical scaffold R package (https://github.com/SpitzerLab/statisticalScaffold) for significant changes in the immune landscape in response to treatment or based on patient clinical responses.12 13 Clusters were arranged around landmark nodes, which are cell types manually gated (see online supplemental figure 2 for manual gating strategy) and extracted as individual fcs files, based on similarity in force-directed scaffold maps. Cluster frequencies and boolean expression for functional markers for each cluster were passed through the Significance Across Microarrays (samr) algorithm and results were formulated into the scaffold maps for visualization. For scaffold heatmaps, fold change, significance, cell count, and nearest landmark node data were extracted from the scaffold analysis outputs using a custom script. The heat map was created in R using pheatmap (https://CRAN.R-project.org/package=pheatmap), with log2 fold change capped at −2 to 2.
Supplemental material
Supplemental material
Annotated Uniform Manifold Approximation and Projection (UMAP) plots were created using Cytobank’s dimensionality reduction suite. Starting with pre-processed fcs files for singlet, live, RBC– and platelet-free CD45+ cells as input, 80,000 cells were randomly sampled from each of the 15 fcs files used as input (corresponding to 15 samples from six patients over three time points) for a total of 1.2 million cells. The channels for CCR7, CD117, CD11b, CD11c, CD123, CD127, CD14, CD15, CD16, CD19, CD25, CD3, CD31, CD33, CD38, CD4, CD45RA, CD56, CD61, CD235ab, CD8a, FcεR1α, FOXP3, HLA-DR, podoplanin, TCR-Va24-Ja18, TCRγδ, and VISTA were selected as input for the UMAP dimensionality reduction algorithm. For the UMAP algorithm parameters, the defaults were retained: number of neighbors=15, minimum distance=0.01, and collapse outliers=yes. Finally, prior to dimensionality reduction, the values in each channel were normalized to a mean of 0 and SD of 1. Nine cell populations were manually gated on the UMAP plot with cell-specific expression markers. Traditional gating in Cytobank was also used to identify and analyze various cell populations and their functional states.
For some of the patient blood draws, absolute monocyte counts were collected as part of the complete blood count (CBC) analysis.
Multiplex immunohistochemistry
EUS-guided primary tumor biopsies obtained before and after ibrutinib monotherapy were sectioned and stained using multiplex immunohistochemistry (mIHC). Twenty different immune cell types and their functional states were identified using a computational pipeline concluding with hierarchical gating via image cytometry.
Sequential immunohistochemistry was performed on 5 µm formalin-fixed paraffin-embedded (FFPE) sections using three antibody panels as previously described.14 15 Briefly, slides were processed by deparaffinization, heat-mediated antigen retrieval in pH 6.0 Citra solution (BioGenex, Fremont, California, USA), blocking in Dako Dual Endogenous Enzyme Block (S2003, Dako, Santa Clara, California, USA), and protein blocking with 5% normal goat serum and 2.5% bovine serum albumin (BSA) in tris-buffered saline-0.1% Tween (TBST). Primary antibodies were applied in sequential order as described previously16 with the addition of CSF1R (Abcam, cat. no. ab183316; 1:150 dilution for 30 min at room temperature at cycle 0, round 1, prior to antigen retrieval) to the myeloid panel and interleukin (IL)-10 (LifeSpan BioSciences, cat. no. 501505; 1:25 dilution, 4°C overnight, cycle 6, round 3) to the functional B-cell panel. After washing off primary antibody in TBST, either anti-rat, anti-mouse, or anti-rabbit Histofine Simple Stain MAX PO horseradish peroxidase-conjugated polymer (Nichirei Biosciences, Tokyo, Japan) was applied for 30 min at room temperature, followed by AEC chromogen (Vector Laboratories, Burlingame, California, USA). Whole slide digital imaging was performed following each chromogen development. Heat and chemical stripping between cycles and rounds was performed as previously described. DNA was stained with hematoxylin (S330130-2, Dako, Santa Clara, California, USA) for the purposes of image computation.
Regions of interest were selected, and then images were co-registered in MATLAB V.R2018b using the SURF algorithm in the Computer Vision Toolbox (The MathWorks, Natick, Massachusetts, USA). Image processing and cell quantification were performed using FIJI (FIJI Is Just ImageJ)17 and CellProfiler V.3.5.1.18 AEC signal was extracted for quantification and visualization in FIJI using a custom macro for color deconvolution. Briefly, the FIJI plugin Color_Deconvolution (H AEC) was used to separate hematoxylin, followed by post-processing steps for signal cleaning and background elimination. AEC signal was extracted in FIJI using the NIH plugin RGB_to_CMYK. Color deconvoluted images were processed in CellProfiler to quantify single cell mean intensity signal measurements for every stained marker. CellProfiler outputs were loaded into FCS Express 7 Image Cytometry RUO (De Novo Software, Glendale, California, USA) software, and hierarchical gating was performed as previously16 to classify immune cell populations, with the addition of CSF1R and IL-10 as terminal gates in the myeloid and lymphoid panels, respectively.
BCR and TCR sequencing
T-cell receptor (TCR) β chains and immunoglobulin heavy chain CDR3 regions were amplified and sequenced using 2 µg of genomic DNA (or all available extracted DNA if the amount was <2 µg) by Adaptive Biotechnologies using the immunoSEQ platform. B-cell receptor (BCR) and TCR data analysis was performed using the TCR3D software developed.19 Only clones with ≥5 count were analyzed. Diversity of the BCR and TCR repertoire at each time point was measured by clonality on a scale of 0–1, where 0 indicates total diversity (ie, all BCR/TCR clonotypes equally common) and 1 indicates no diversity (ie, the BCR/TCR repertoire is dominated by a single clone). Clonality can be considered as a normalized Shannon entropy index (H) over the number of unique clones (n): Clonality=1 − H/loge(n), where H/loge(n) is Pielou’s evenness (equability).20 The proportion of newly generated clones was calculated as the ratio of the number of newly generated clones versus the total number of clones at C2D1 of combination therapy versus screen. Per cent change in BCR and TCR clonality with ibrutinib monotherapy was calculated as a ratio of the clonality after treatment (post) to that before treatment (pre) time points. Data was presented as box plots with median and IQR. Two group comparisons were performed using Wilcoxon rank-sum test for continuous matrices, while the comparison between two different time points were done by Wilcoxon signed-rank test. OS was estimated by the Kaplan-Meier method. The relationship between OS and BCR and TCR features was analyzed using a log-rank test. P value<0.05 was statistically significant; no multiple testing adjustment was done. The BCR and TCR analysis was done with the software R V.4.0.5 (https://www.r-project.org/).
BTK occupancy assay
Lysates from cryopreserved patient PBMCs collected at various time points before and after therapy were assessed by Pharmacyclics (an AbbVie company) for ibrutinib-induced BTK inhibition or occupancy using an ELISA-based assay as described earlier.21 Free and total BTK were measured, which was used to determine the percentage of ibrutinib-inactivated BTK. Per cent BTK occupancy was defined as 100 – (free BTK×100/total BTK) and was normalized to that at the screen time point for each patient.
Statistical considerations and analysis
Data from traditional cellular gating and mIHC were plotted as mean±SEM in bar graphs using GraphPad Prism V.9 and tested for statistical significance by Wilcoxon matched-pairs signed rank test. When matched-pair CyTOF and mIHC data was segregated by low and high BTK occupancy, Friedman test was used. Mann-Whitney test was used to determine statistically significant association between cell features in PBMCs and clinical response. All p values are two-sided, and p<0.05 was accepted as statistically significant.
Results
Study design
In this phase 1b, open-label study, patients with previously untreated metastatic PDAC were administered the combination regimen of ibrutinib, gemcitabine, and nab-paclitaxel in the dose escalation arm (online supplemental figure 1A). In the immune response arm (online supplemental figure 1B), patients were first given a once-daily ibrutinib alone run-in for 7 days, which was followed by ibrutinib in combination with the standard treatment regimen of gemcitabine and nab-paclitaxel. The safety, toxicity, and MTD of ibrutinib when administered in combination with the standard regimen was determined in the dose escalation arm using a 3+3 dosing design. In the immune response arm, the effect of 7-day treatment with ibrutinib alone on leukocytes in the peripheral blood and in the PDAC TME was evaluated. The MTD for ibrutinib was determined to be 560 mg/day (data not shown). The frequency of leukocytes in the blood (online supplemental figure 3A) and in the TME (online supplemental figure 3C) pre and post 7-day ibrutinib only treatment is summarized for each patient as stacked bar graphs.
Supplemental material
Patient baseline characteristics, safety, and efficacy
Ten patients consented to and were treated in the dose escalation cohort (table 1). Of the 14 patients that consented to the immune response arm, 3 failed the screen, 8 were treated and 2 withdrew, 1 of whom withdrew post-first biopsy but before the ibrutinib run-in while the other 1 withdrew mid-ibrutinib monotherapy. The patients across the two arms had very similar baseline characteristics (table 1). None of the patients had a genetic predisposition syndrome nor a family history of PDAC (data not shown in the table). All patients in the study were confirmed to have adequate bone marrow, hepatic and renal functions. Patients in the immune response arm had an intact primary tumor.
The combination treatment was generally well tolerated, and serious adverse events (online supplemental table 5) and other adverse events (online supplemental table 6) in study patients were expected with gemcitabine and nab-paclitaxel, ibrutinib, or could be attributable to the underlying disease occurred in study patients. Of 14 study patients with available clinical response information, 3 had a partial clinical response, 2 had progressive disease, and 9 had stable disease. Time to progression, OS and PFS have been summarized in online supplemental table 6.
Ibrutinib impacted B-cell abundance and function
A representative UMAP resulting from dimensionality reduction of CyTOF-stained patient PBMCs is shown (figure 1A, left panel). Cell types identified by cell type-specific markers are color-coded. Frequencies of each cell type pre-ibrutinib and post-ibrutinib monotherapy are summarized as stacked bar graphs per patient (figure 1A, right panel).
In the immune response arm (online supplemental figure 1B), ibrutinib monotherapy reduced B-cell frequency in the blood on average when compared with the frequency pretherapy (figure 1B, left panel), although this did not reach statistical significance. When examining patient-specific responses, only two of five patients had reduced B cells percentages (figure 1B, right panel). Since BTK occupancy, a measure of target inhibition achieved by ibrutinib treatment, was evaluated for at least a subset of the patients (online supplemental figure 4), correlation of BTK occupancy with changes in leukocyte frequencies was assessed. In the immune response arm, two patients had a ‘low’ BTK occupancy (42% and 62%) while two patients had a ‘high’ BTK occupancy (84% and 85%) at the post-ibrutinib time point (online supplemental figure 4A). Ibrutinib-induced B-cell frequency changes did not correlate with BTK occupancy (figure 1C, left and right panels). Further, scaffold analysis did not reveal significant functional changes in B cells, except a significant increase in Ki-67+ cells in a small B-cell cluster after ibrutinib monotherapy (figure 1D).
Supplemental material
In the TME, B cells often co-located with CD8+ T cells (figure 1E). B-cell abundance trended towards reduction after ibrutinib monotherapy (figure 1F, left panel), with clear reductions in three out of five patients (figure 1F, right panel). When enumerating the percentages of B cells of total CD45+ cells in the TME, patients with high BTK occupancy exhibited greater reductions in B cell frequencies (figure 1G, left and right panels). Only one patient (figure 1, data points in beige/tan) exhibited B-cell frequency reductions in both the circulation and tumor tissue. Interestingly however, all evaluable patients exhibited increased prevalence of IL-10+ B cells, potentially B regulatory cells (Bregs), in the TME (figure 1H, left and right panels). A representative image of tissue-stained IL-10+ B cells is shown in online supplemental figure 5A.
Supplemental material
Myeloid cell abundance and function were elevated by ibrutinib peripherally and locally
All populations of circulating monocytes, that is, classical, intermediate, and non-classical, trended towards an increase in frequency after ibrutinib monotherapy (figure 2A). When segregating patients by BTK occupancy post-ibrutinib, monocyte populations increased to a greater extent in the high BTK occupancy rather than the low BTK occupancy group (figure 2B). In addition, scaffold analysis revealed statistically significant frequency increases in seven different monocyte clusters in PBMCs after ibrutinib monotherapy (figure 2C). Further, absolute monocyte counts in blood, collected as part of CBC counts for only one of the patients, increased after ibrutinib (pre=0.86×109/L, post=1.72×109/L). Similarly, conventional dendritic cells (cDCs) trended towards increased frequency post-ibrutinib (figure 2D, left panel). In addition, patients with high BTK occupancy displayed greater increases in cDC frequency when compared with the low BTK occupancy patients (figure 2D, right panel). In contrast, there were no changes or trends in frequencies of cDC1, FcεR1α+ cDC or plasmacytoid DCs (online supplemental figure 5B,C) after Ibrutinib monotherapy. Scaffold analysis did not reveal any functional changes such as activation or maturation in the monocyte or dendritic cell (DC populations in the periphery however (data not shown).
In the tumor tissue, although there was no change in the overall abundance of total DCs (figure 2E, left panel), there was a trend towards increased abundance in patients with high versus low BTK occupancy (figure 2E, right panel). Interestingly, DCs in the PDAC TME tended to reflect a more mature phenotype, as measured by positive expression of DC-LAMP (CD207), after ibrutinib monotherapy (figure 2F; online supplemental figure 5E) with no correlation of DC maturation with BTK occupancy (online supplemental figure 5D, left and right panels).
Ibrutinib reduced T-cell abundance but increased T-cell activation
Ibrutinib monotherapy led to an overall trend of reduced frequencies of all CD3+ T cells, including subsets such as CD4+ T cells, CD8+ T cells, and regulatory T cells (Tregs) in blood (online supplemental figure 6A). Reduction in the T cell types was more pronounced with ‘high’ BTK occupancy (online supplemental figure 6B). Similar observations were made when analyzing naïve, effector, central memory and effector memory subpopulations of both CD4+ T (online supplemental figure 6C,D) and CD8+ T cells (online supplemental figure 6E,F) for the whole cohort of patients, and when grouping by BTK occupancy.
Supplemental material
Scaffold analysis of functional marker expression on peripheral blood T cells was performed to assess any functional changes in T cells that were induced by ibrutinib monotherapy. This revealed significantly increased frequencies of CD4+ T but not CD8+ T cells positive for inducible T cell costimmulator (ICOS), a T-cell activation marker (figure 3A,B). Among CD4+ T cells, the significant increase in ICOS-positive cell frequency was observed across several clusters of CD4+ central memory, CD4+ effector, CD4+ effector memory and Tregs, but not CD4+ naïve T cells (figure 3A,B). Ibrutinib also significantly increased the frequency of Ki-67+ cells in a CD8+ effector memory cluster (figure 3A). The findings from scaffold were confirmed by traditional cytometry gating for ICOS on T cells pre-ibrutinib (figure 3C, upper panel) and post-ibrutinib (figure 3C, lower panel). As expected, various CD4+ T cell types (figure 3D, F and G–J), but not CD8+ T cells (figure 3E, online supplemental figure 6G) trended towards increased frequency of ICOS+ cells. No significant changes were observed in the majority of the other functional markers studied (figure 3A).
As was observed in the peripheral blood, frequencies of all T cells (figure 4A), CD4+ T cells (figure 4B), CD8+ T cells (figure 4C) and Tregs (figure 4D) trended towards a reduction in the TME. However, no clear correlation was observed between T-cell frequency changes and BTK occupancy (data not shown). Functionally, ibrutinib trended to reduce the frequency of dysfunctional (programmed cell death protein 1 (PD-1+) eomesodermin (EOMES+)) CD8+ T cells (figure 4E,G, red pie) and increased the frequency of late effector (PD-1−) EOMES+) CD8+ T cells (figure 4F,G, green pie) in the TME. Further, the reduction in dysfunctional (figure 4H,J, red pie) and increase in late effector CD8+ T cells (figure 4I,J, green pie) was greater in patients with high BTK occupancy.
Combination therapy with ibrutinib, gemcitabine and nab-paclitaxel led to increased frequency of monocytes and reduced frequency of natural killer cells in the blood
Patients received combination therapy of ibrutinib with gemcitabine and nab-paclitaxel in both the dose escalation and immune response arms starting at cycle 1, day 1 (online supplemental figure 1A,B). Patients from both cohorts were collectively assessed at screen and at the end of the first cycle of combination therapy, that is, at cycle 2, day 1 (C2D1), to study the effects of combination therapy on leukocyte abundance and function in the peripheral blood. Significant increase in classical monocyte frequency was observed at C2D1 (figure 5A). A noticeable trend towards increased frequencies of intermediate (figure 5B) and non-classical monocytes (figure 5C) was also observed. In line with increased percentages, absolute monocyte counts in blood were also increased at C2D1 (figure 5D). A significant reduction in the frequency of natural killer cells was also revealed (figure 5H). However, no significant changes were observed in the frequency of lymphocytes such as B cells (figure 5E), CD4+ T cells (figure 5F), CD8+ T cells (figure 5G) or Tregs (data not shown) with combination therapy. No significant changes in the functional status of immune cells were observed after combination therapy (data not shown).
Effect of ibrutinib therapy on BCR and TCR clonality and association with clinical response
Ibrutinib monotherapy increased BCR clonality in four of six patients (figure 6A) but had no impact as combination therapy (online supplemental figure 7A, left panel). Both ibrutinib monotherapy and combination therapy tended to reduce TCR clonality (figure 6D and online supplemental figure 7A, right panel).
Supplemental material
Association of BCR/TCR clonality with clinical response was also assessed collectively in patients from both the study arms before and after the start of combination chemotherapy treatment cycles. Clonality in patients that had either progressive disease or stable disease (PDSD) was compared with those who had partial response (PR) at screen, the end of one (C2D1) or two (C3D1) combination chemotherapy cycles (figure 6B,E). Between the two clinical response groups (PDSD vs PR), BCR clonality was not significantly different before the start of therapy (screen time point) or at the end of one (C2D1) or two (C3D1) combination chemotherapy cycles (figure 6B). In contrast, TCR clonality was lower in the PR patients compared with the PDSD patients at all time points assessed, that is, screen, C2D1 and C3D1 (figure 6E). Hence, lower TCR clonality in PR patients existed prior to therapy and was maintained during at least two cycles of combination chemotherapy, with the difference at the end of the first cycle, that is, at C2D1, reaching statistical significance. When examining the proportion of newly generated clones at C2D1 over screen, PR patients had significantly higher levels of newly generated BCR clones (figure 6C). Similarly, PR patients had greater proportions of newly generated TCR clones at C2D1 over screen, although this difference did not reach statistical significance. Further, median OS trended to be greater in patients that had lower BCR clonality (≤0.01; 9.9 months OS) than in patients with higher BCR clonality (>0.01; 7.74 months OS) (figure 6G). Similarly, median OS trended to be greater in patients with lower TCR clonality (<0.13; 9.9 months OS) than in patients with higher TCR clonality (>0.13; 7.96 months OS) (figure 6H). Taken together, these findings indicated that lower BCR and TCR clonality and greater proportions of newly generated BCR and TCR clones were associated with improved clinical outcomes in this study.
Associations of functional states of blood leukocytes at the end of one cycle of combination chemotherapy (C2D1) with clinical responses for patients in both study arms was also examined. No statistically significant findings emerged due to the small numbers of patients in the study. However, similar trends were observed in functional states of blood leukocytes in the PR patients, as compared with PDSD patients, or in patients that had OS greater than 6 months compared with those with OS less than 6 months (online supplemental figure 7B).
Discussion
This report provides a detailed description of the immunomodulatory effects of ibrutinib monotherapy and combination therapy with the standard regimen of gemcitabine and nab-paclitaxel in patients with advanced PDAC. Although this study is limited in the numbers of patients enrolled, it provides critical clues into the effect of ibrutinib therapy on the immune response, which may inform study design for future clinical trials.
Although ibrutinib is known to reduce B-cell survival and is Food and Drug Administration-approved for chronic lymphocytic leukemia treatment, the effect on B-cell frequency was modest in this study. This might reflect the differential sensitivity of ‘normal’ non-malignant versus malignant B cells to BTK inhibition. Since ibrutinib is rapidly cleared from the circulation, the mild effect observed on B-cell depletion might also reflect B-cell repopulation between the end of ibrutinib monotherapy and blood and tumor biopsy sampling. Interestingly, consistently increased presence of IL-10+ B cells, likely Breg cells, in the TME could be an acquired resistance mechanism. While it is possible that the significant increase in Ki-67+ cells in a B-cell cluster in the blood ibrutinib monotherapy represents Bregs, this cannot be conclusively determined as the CyTOF panel did not evaluate IL-10. A recent single cell RNA sequencing study of pancreatic cancer biopsies reported infiltration of both primary and metastatic tumors with B cells with a much greater infiltration in metastatic tumors compared with primary tumors,22 and thus supporting a negative correlation between disease severity and the extent of B-cell filtration.
In line with previous preclinical findings,9 ibrutinib monotherapy led to increased frequency of blood monocytes and a trend towards more mature DCs in the TME. This correlated with increased frequency of ICOS+ CD4+ activated T cells in the periphery and a trend towards fewer dysfunctional CD8+ T cells in the TME. Interestingly, the frequency of ICOS+ CD4+ T cells has been previously reported to increase with anti-cytotoxic T-lymphocytes-associated protein 4 immune checkpoint blockade immunotherapy, where they are critical for antitumor responses.23 24 Further, these ICOS+ CD4+ T cells could potentially represent cells that are destined to become tumor tissue resident memory (TRM) cells.25 However, this could not be confirmed as none of the staining panels included CD103, a marker of TRM cells. Tertiary lymphoid structures, which are densely packed with leukocytes26 and associated with improved prognosis and survival in PDAC,27 28 were not seen in any of the tumor biopsies. The numbers of cells in the available tissue biopsies in addition to the low n numbers were insufficient to draw any significant conclusions with spatial analyses. Sufficient tumor biopsy sample was not available to perform RNA-based analyses, such as by the NanoString platform or by single cell RNA sequencing.
Interestingly, the results observed with ibrutinib monotherapy were distinct from those observed when ibrutinib was combined with chemotherapy. Although a significant increase in peripheral blood monocyte frequency was observed both with monotherapy and combination treatment, neither B-cell frequency reduction nor T-cell activation was observed in the blood with combination therapy, raising questions about how the standard chemotherapeutic drugs in PDAC therapy interact with ibrutinib, an immunomodulatory drug. The blunting of ibrutinib-induced immunomodulation when gemcitabine and nab-paclitaxel were concurrently administered may reflect the cytotoxic effects of these chemotherapies on the different immune cells that may have been modulated by the ibrutinib. This might also possibly explain the lack of clinical benefit, as measured by OS and PFS, in the phase III RESOLVE clinical trial for the same combination.29
As patients with PDAC with a partial clinical response had trends towards lower T-cell clonality prior to the start of treatment with only minor transient effects from combination therapy, this indicated that these patients likely had pre-existing or natural functional tumor-reactive T cells in their peripheral blood as has been reported previously,30–32 but the activity of which was not enhanced by ibrutinib, gemcitabine and nab-paclitaxel combination therapy. Sufficient tumor tissue was not available to analyze the BCR and TCR repertoire in the TME.
Similar to findings herein, immune subset analysis of the TME in a phase II trial of acalabrutinib, also a BTK inhibitor, with and without pembrolizumab in patients with advanced head and neck squamous cell carcinoma, showed increased proportion of Tbet+ EOMES+ late effector CD8+ T cells from baseline in four of seven patients receiving combination therapy as compared with pembrolizumab monotherapy, although also without clinical efficacy.33 Moreover, in a phase II trial of patients with advanced PDAC, acalabrutinib either alone or in combination with pembrolizumab that also failed to show clinical benefit, reported reduced presence of CD15+ granulocytic, but not monocytic cells, and evidence of T-cell activation based on increased mean fluorescence intensity of CD69 on both CD4+ and CD8+ memory (CD45RO+) T cells in the combination arm in the periphery.34
In conclusion, the current study revealed that ibrutinib monotherapy induced immunomodulatory changes in vivo in patients with PDAC, with some stimulatory (T cell, monocyte and DC activation) and inhibitory effects (increased Bregs). Our results also demonstrate the significant interaction between ibrutinib and chemotherapy. Future studies will need to define whether other therapies could work synergistically with ibrutinib-induced immunomodulation to enhance antitumor responses.
Data availability statement
Data are available upon reasonable request. All data relevant to the study are included in the article or uploaded as supplementary information. Mass cytometry data will be shared publicly on Flow Repository while R-based analysis codes will be made publicly available on GitHub upon request. No novel materials were generated as part of this study.
Ethics statements
Patient consent for publication
Ethics approval
Institutional review boards (IRBs) at University of California San Francisco and Oregon Health & Science University, Portland, approved the study protocol. The IRB approved study number at OHSU was CC#144525, while the UCSF IRB approval number was 15-15888. Each patient provided signed informed consent prior to enrollment. Participants gave informed consent to participate in the study before taking part.
Acknowledgments
We thank the patients for their consent and participation in these studies. We also thank Gina Choe for help with multiplex IHC, Stanley Tamaki and Claudia Bispo at the UCSF Parnassus Flow Cytometry Core for assistance in mass cytometry studies, and Lei-Ann Greeneltch and Andrea Burt for assistance in clinical trial conduct.
References
Supplementary materials
Supplementary Data
This web only file has been produced by the BMJ Publishing Group from an electronic file supplied by the author(s) and has not been edited for content.
Footnotes
LMC and LF contributed equally.
Contributors MT, LMC, and LF conceptualized and designed the study. MS, CB, LZ, BC, MJG, IS, EL, WT, JS, JM, AC, SS, DP, AF, ET, KL, MC, KT, BR, CW, MB, JV, HD, JS-K, GV, and CDL collected and/or analyzed the data. MS, CB, and LZ performed statistical data analysis. MS, CB, LMC, and LF interpreted the data. MS, LMC, and LF wrote and edited the manuscript. MT and LMC acquired funding for the study. MT supervised the clinical trial. All authors approved the final version of the article. MT, LMC, and LF serve as guarantors of the manuscript.
Funding We acknowledge support from a Stand Up to Cancer—Lustgarten Foundation Pancreatic Cancer Convergence Dream Team Translational Research Grant (SU2C-AACR-DT14-14), from Pharmacyclics, an AbbVie company, and the Brenden-Colson Center for Pancreatic Health at OHSU. LZ is partially supported by National Cancer Institute, National Institutes of Health, through grant number R21CA264381.
Competing interests CDL reports research support from Taiho Pharmaceuticals, Servier Pharmaceuticals, Cardiff Pharmaceutical, Lilly/Loxo, AstraZeneca, and Roche/Genentech. MT reports consultancy/advisory role with Advance Medical, AstraZeneca, Bristol-Myers Squibb, EcoR1 Capital, Elicio Therapeutics, Fibrogen, GlaxoSmithKline, Immunovia, ISPEN, Karyopharm Therapeutics, Merck & Co, and Swedish Orphan Biovitrum; research funding from Celgene and Halozyme; other relationship(s) with Astellas Pharma Global Development. LMC reports consulting services for Cell Signaling Technologies, AbbVie, the Susan G Komen Foundation, and Shasqi, received reagent and/or research support from Cell Signaling Technologies, Syndax Pharmaceuticals, ZelBio, Hibercell, and Acerta Pharma, and has participated in advisory boards for Pharmacyclics, Syndax, Carisma, Verseau, CytomX, Kineta, Hibercell, Cell Signaling Technologies, Alkermes, Zymeworks, Genenta Sciences, Pio Therapeutics, PDX Pharmaceuticals, the AstraZeneca Partner of Choice Network, the Lustgarten Foundation, and the NIH/NCI-Frederick National Laboratory Advisory Committee. LF reports research support from AbbVie, Amgen, Bavarian Nordic, Bristol-Myers Squibb, Dendreon, Janssen, Merck, Roche/Genentech; ownership interests in Actym, Alector, Atreca, Bioatla, Bolt, Immunogenesis, Nutcracker, RAPT, Scribe, and Senti, unrelated to the work here. The other authors declare no conflicts of interest.
Provenance and peer review Not commissioned; externally peer reviewed.
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